FCA Status
Morgan International Finance Ltd is preparing for authorisation with the UK Financial Conduct Authority (FCA). We are committed to operating with full regulatory compliance.
This page provides general information and is not investment advice.
Our Commitment to FCA Standards
Morgan International Finance Ltd is currently in the process of seeking FCA authorisation in the UK. Until full approval is granted, the firm does not conduct regulated activities with UK retail clients. We adopt a compliance-first approach, aligning with FCA requirements on risk disclosure, consumer protection, and financial promotions.
Current Status
Application in Progress
Our FCA application is underway. We are engaging proactively with regulators to ensure all requirements are met.
No Retail Promotions
Until authorisation, we do not engage in financial promotions or regulated activity with UK retail clients.
Institutional Focus
Activities are limited to research, institutional partnerships, and global innovation hubs.
Key Regulatory Principles
Transparency
Clear disclosures on risks, fees, and responsibilities.
Suitability
Products aligned with client knowledge and risk tolerance.
KYC / AML
Robust checks, sanctions screening, continuous monitoring.
Operational Resilience
Continuity planning, vendor oversight, custody safeguards.
Our Compliance Framework
- Adopting FCA Handbook principles (PRIN, COBS, SYSC).
- Implementing governance & oversight mechanisms.
- Ensuring disclosures in line with UK financial promotions regime.
- Preparing systems for FCA Consumer Duty and digital asset guidelines.
Until full FCA authorisation is granted, Morgan International Finance Ltd does not provide regulated financial services to retail clients in the United Kingdom.
Questions About Our FCA Application?
Our compliance team is available to provide further information and respond to institutional inquiries.